Legal DNA of Markets: A Capital Markets Law Primer

di Quinten J. Tenley (Autore)

Quinten J. Tenley, 2024

This audiobook is narrated by a digital voice. Meet your essential companion in understanding the complex world of capital markets law. "Legal DNA of Markets: A Capital Markets Law Primer" delivers a masterful analysis of the regulatory frameworks that govern modern financial markets. This authoritative examination breaks down intricate legal concepts into clear, actionable insights. From securities registration to market manipulation prevention, from investment professional obligations to emerging regulatory challenges, this book provides a thorough understanding of the legal principles that shape market operations. Drawing on real-world examples and practical applications, this comprehensive work illuminates the sophisticated interplay between law, technology, and market dynamics. Whether you're a legal professional, market participant, compliance officer, or student, you'll gain valuable insights into the mechanisms that maintain market integrity and protect investor interests. What you will find in this book: A detailed analysis of securities registration and disclosure requirements In-depth coverage of market manipulation prevention and enforcement Professional obligations of market participants and service providers Comprehensive examination of trading rules and market operations International securities regulation and cross-border considerations Technology requirements and cybersecurity obligations Investment company regulation and compliance frameworks Emerging market issues, including digital assets and sustainable finance Enforcement mechanisms and regulatory examination procedures Market infrastructure requirements and system security standards

• Autore: Quinten J. Tenley
• Durata in (hh:mm:ss): 04:33:35
• Anno edizione: 2024
• Editore: Quinten J. Tenley
• Lingua: Inglese
• EAN: 9798347919413